Cliff Swatner is single, 33, and owns a condominium in New York City worth 0,000. Cliff is an attorney and doing well financially. His income last year exceeded ,000, and he has sufficient liquid assets to supplement his condominium and other tangible assets. Several years ago, Cliff began investing in and . He made his selections on the basis of articles he read describing good investment opportunities. Some have worked well for Cliff, but others have not. Cliff has never taken the time to evaluate his portfolio performance, but he feels it isn’t very good. Cliff currently has about ,000 invested. He has been dating a woman lately and hopes to marry her in three years, at which time he will need ,000 for marriage expenses and a honeymoon. Cliff’s only other objective is to accumulate funds for retirement, but he does not have a specific dollar target for this goal. Cliff feels that he has a moderate risk-tolerance level. 1. Explain some disadvantages of Cliff’s current investment approach. 2. Construct a portfolio for Cliff, limiting your selections to 5 (assume that he sells his current stock and bond holdings). Make sure your plan indicates specific dollar amounts for each portfolio component. Make sure your plan also explains your selections for each portfolio component. Visit an investment firm that deals in , such as, Vanguard.com, AmericanCentury.com, Fidelity.com, etc. and select 5 that will diversify Cliff’s portfolio. Record the fund name, ticker symbol, 5 year average annual returns (can use 3 year if 5 year is unavailable), the amount to be invested in each fund, and the amount returned in 3 years using the 5 years average annual return for the wedding. 3. Explain how Cliff should periodically rebalance his portfolio, indicating how frequently re balancing should be done.

This is what I have so far but i need help with choosing the 5 Can anyone help me out?

Some disadvantages of Cliff’s current investment approach are that he has not kept track of his . Having made the Cliff should have kept track of them. He should hold on to the that are doing well and sell the ones that are not. Investing without any specific targets or goals, doesn’t help when he is trying to accumulate funds for retirement.
Different have different risk and should be kept in mind while investing. He has no dollar amount as a target, while investing it is important to have the dollar amount that he wishes to acquire. Based on these and the expected returns, a monthly allotment can be made. Without the target, it is difficult to put aside any amount of . His portfolio should if possible be a diversified portfolio so that the instability in returns is reduced. This means that he should include some low risk securities such as Treasury Bills.
Advantages of : Professional Management – The primary advantage of (at least theoretically) is the professional management of your . Investors purchase funds because they do not have the time or the expertise to manage their own portfolio. A is a relatively inexpensive way for a small investor to get a full-time manager to make and monitor .
– By owning shares in a instead of owning individual or , your risk is spread out. The idea behind is to invest in a large number of assets so that a loss in any particular investment is minimized by gains in others. In other words, the more and you own, the less any one of them can hurt you. Large typically own hundreds of different in many different industries. It wouldn’t be possible for an investor to build this kind of a portfolio with a small amount of .

Economies of Scale – Because a buys and sells large amounts of securities at a time, its transaction costs are lower than you as an individual would pay. Liquidity – Just like an individual stock, a allows you to request that your shares be converted into cash at any time. Simplicity – Buying a is easy.
Cliff can invest the ,000 as follows:
Asset HoldingsAmountProportion

Growth ,00030%
International ,00020%
High quality ,50025%
Zero coupon ,50015%
3 to 5-year CDs$ 9,00010%

Total,000100%

Rebalancing the portfolio means moving from risky assets to safer assets as you time passes. The logic behind that is that an investor would not like to lose capital as he grows older, since the sources of income would be limited. As people approach retirement, they tend to become more risk averse. Their also tends to emphasize capital preservation. This increased conservatism is a very normal response. However, this shift in risk tolerance requires tha

 
  • El Guapo 1:05 am on May 12, 2010

    Don’t forget to set aside $20K (or an amt that will grow to $20K) for Cliff’s wedding in 3 years – that’s short-term money, and should be kept in "safe" investments. Also (I don’t know if your prof cares about this), Cliff should have an emergency fund equivalent to 6 months’ living expenses – this should also be kept in safe investments.

    For retirement, I would allocate as follows:

    VFINX – 30%
    FDIVX – 20%
    FSLCX – 15%
    FSICX – 20%
    TRREX – 15%

    I hope that helps. Good luck!

  • Josh 1:05 am on May 12, 2010

    VPCCX
    DODWX
    FAIRX
    PTTRX
    NEWFX

  • Uncle D 1:05 am on May 12, 2010

    Sounds like Cliff needs help selecting mutual funds.